Banca de QUALIFICAÇÃO: ANDRÉA ALVES CORRÊA

Uma banca de QUALIFICAÇÃO de MESTRADO foi cadastrada pelo programa.
STUDENT : ANDRÉA ALVES CORRÊA
DATE: 16/04/2025
TIME: 08:30
LOCAL: Plataforma Teams - https://teams.microsoft.com/l/meetup-join/19%3ameeting_MjcwNjNjZGUtNGEwZi00Nzk3LT
TITLE:

INTERNAL RISK ASSESSMENT IN THE ELUCIDATION OF MONEY LAUNDERING. Risk Determinants for Money Laundering and Terrorism Financing in Brazilian Financial Institutions

KEY WORDS:

prevention of money laundering; internal risk assessment; determinants of ML/FT risk; money laundering; financial crimes.

PAGES: 49
BIG AREA: Ciências Sociais Aplicadas
AREA: Administração
SUBÁREA: Ciências Contábeis
SUMMARY:

Theory: This study aims to discuss risk assessment in the fight against money laundering (ML) and terrorist financing (TF). The research is based on the identification of risk determinants in the Brazilian financial sector, aiming to improve compliance practices in financial institutions. Method: The approach adopted includes a systematic review of the literature on ML/TF risk determinants, with data collected from bibliographic databases such as Web of Science and Google Scholar. The research uses scientometrics to select the best publications and citations over the last 20 years, in addition to a statistical analysis based on the dependent variable Suspicious Transaction Reports (STR) sent to intelligence agencies in Brazil.
Contributions: This study has multiple contributions, including improving compliance practices in financial institutions, identifying areas lacking research, seeking to provide subsidies for the formulation of more effective public policies in the fight against ML/TF, and promoting greater collaboration between financial institutions and intelligence agencies.

COMMITTEE MEMBERS:
Presidente - 1804227 - DANIELLE MONTENEGRO SALAMONE NUNES
Externo à Instituição - JOSE ALONSO BORBA - UFSC
Interno - 1999345 - JOSE ALVES DANTAS
Interno - 1122873 - SERGIO RICARDO MIRANDA NAZARE